Search for: "SIGMA CORPORATION"
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26 Jun 2009, 7:50 am
A white paper on "Six Sigma, The Discovery Process In The Corporate Legal Department" presented to the ABA Litigation Section earlier this year. [read post]
23 Apr 2015, 4:30 am
She said that utilizing Lean Six Sigma principles will get to this outcome. [read post]
11 Apr 2011, 9:30 am
Sigma Finance, Inc. is a Delaware corporation that was organized for the sole purpose of issuing debt securities for its Cayman lslands parent company, Sigma Finance Corporation. [read post]
21 Nov 2019, 5:56 am
Frederick Randhahn, a former Sigma Financial Corporation broker, is suspended by the Financial Industry Regulation Authority (FINRA) for nine months after he allegedly sold $625K of Woodbridge promissory notes to investors without the brokerage firm’s permission and approval to sell these products. [read post]
11 Jul 2008, 8:47 pm
"SIX SIGMA QUALITY, SIXTH CENTURY VALUES! [read post]
2 Nov 2009, 2:42 am
“Investors in the world's largest structured investment vehicle (SIV) are set to recover their money after the UK's highest court clarified how the remains of Sigma Finance Corporation should be divided among competing creditors. [read post]
26 Jan 2015, 8:24 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned Sigma Financial Corporation (Sigma Financial) alleging from April 25, 2011, through June 24, 2012, supervisory deficiencies existed at Sigma in specific areas of Sigma’s supervisory systems and procedures including the firm’s supervision of registered representatives, the firm’s suitability processes and procedures, some of the firm’s implemented procedures… [read post]
27 Jan 2015, 5:58 am
This post continues our prior report on the Financial Industry Regulatory Authority’s (FINRA) recently sanctions against Sigma Financial Corporation (Sigma Financial) alleging from April 25, 2011, through June 24, 2012, supervisory deficiencies existed at Sigma including the firm’s supervision of registered representatives, the firm’s suitability processes and procedures, some of the firm’s implemented procedures relating to customer… [read post]
10 Dec 2008, 6:00 am
A few weeks ago, I wrote about the Association of Corporate Counsel's Value Challenge to help law firms give "corporate clients [what they] want and need: value-driven, high-quality legal services that deliver solutions for a reasonable cost. [read post]
22 Apr 2013, 9:22 am
These are notes from a workshop by Patricia Olah and Andrew Terrett of BLG Adroit from Borden Ladner Gervais, on April 15, 2013 at the Canadian Corporate Counsel Association National Spring Conference 2013 in Toronto. [read post]
28 Feb 2018, 6:06 am
… Six Sigma at GE — Motivation Driven from the Top Down: As an executive at GE I saw firsthand how incentives for operational discipline drove Six Sigma adoption under Jack Welch. [read post]
2 Mar 2018, 12:55 pm
Or: “Identify every document containing the words ‘Acme deal, ‘Acme transaction’, or ‘Kansas City target” — in a contested corporate takeover suit relating to an acquisition of the Acme Plastic Molding Company located in Kansas City. [read post]
22 Mar 2024, 6:34 am
In Nicean parlance, one might say that governmental entities in Nevada are the ὁμοιούσιος (homoiousos = similar) rather than ὁμοούσιος (homoousios = same) substance as corporations and limited liability companies (unless a statute expressly provides otherwise). [read post]
27 Jun 2012, 1:23 pm
The TBC Corporation is recalling certain Sigma Stampede radial SUV tires, size P265/70R17 equipped with DOT code UTT6TX60112. [read post]
5 Jan 2012, 7:00 am
.; Settles Charges Against Sigma Corporation The Federal Trade Commission has filed complaints against the three largest U.S. suppliers of ductile iron pipe fittings, which are used in municipal water systems around the United States. [read post]
10 Sep 2008, 12:24 am
"The committee found that documentation on particular stock option grants was largely prepared internally at Sigma, and in reaching its conclusions as to the deficiencies in Sigma's stock option grants, the committee did not find evidence of activity by its former corporate counsel that was designed to promote any alleged misconduct with respect to establishing such option grant dates at Sigma or that such former corporate counsel took action to… [read post]
25 Nov 2006, 9:47 am
Executive summary of "Six Sigma in the Legal Department: Obtaining Measurable Quality Improvements in Discovery Management," (KPMG Advisory) from the Corporate Library; See also KPMG's A Revolution in e-Discovery: The Persuasive Economics of the Document Analytic ApproachThere are two reasons for... [read post]
25 Nov 2006, 9:47 am
Executive summary of "Six Sigma in the Legal Department: Obtaining Measurable Quality Improvements in Discovery Management," (KPMG Advisory) from the Corporate Library; See also KPMG's A Revolution in e-Discovery: The Persuasive Economics of the Document Analytic ApproachThere are two reasons for... [read post]
13 Feb 2014, 3:56 pm
(2) If a privilege is found, it would extend to a shareholder with a controlling interest in the parent corporation. [read post]
13 Nov 2014, 5:22 am
According to the Financial Industry Regulatory Authority’s BrokerCheck system, there have been four customer complaints filed against former Sigma Financial Corporation (Sigma) and current Charles Schwab broker, Mark Johanson (Johanson) stemming from unsuitable Tenants-in-Common (TIC) investments. [read post]
